Compliance Officer – Southampton

Bristol · £30,000 · Permanent

Cute Resource Solutions are working with a fantastic business in Southampton with head offices in Bristol, specialising in the Insurance sector. Our client are looking for a Compliance Officer with a background in personal lines and commercial insurance to be based in their Southampton offices.

This is an opportunity for the Compliance Officer to join a dynamic and growing business, where things can often change quickly due to the entrepreneurial nature of the company. You will be reporting into the Group Compliance Officer with responsibilities covering;

  • Providing all necessary guidance on compliance matters, including training and raising general awareness across the business
  • Delivery of the firm’s annual Compliance Plan, as relevant to the role
  • Monitoring of compliance procedures and their effectiveness – reporting any breach or non-compliance to Head of Compliance
  • Educating staff on compliance issues and ensuring compliance processes and procedures, and all relevant FCA requirements are met
  • Reviewing the performance of the firm’s employees
  • Liaising with insurers and product providers on matters that are compliance related
  • Conducting monthly meetings to and reporting to the wider team on compliance issues
  • Assisting the firm in the prevention of financial crime
  • Ensuring that all relevant compliance records are updated and maintained as well as due diligence
  • Keeping up to date and current with regulatory matters

The ideal candidate is likely to have come from a Compliance Officer, Compliance Manager, Risk Manager, Quality Assurance Team Manager, Compliance Executive, Lead Quality Auditor….etc.

You will have experience in Compliance from an Insurance background, and will be able to manage others effectively.

Personality and team fit are really important for my client, so it’s important that whilst you are professional and assertive, you are a ‘people person’ and an excellent communicator, able to gel with others easily.

This is a fantastic opportunity for the right individual, so please get in touch to find out more by contacting Kate in the Cute office. Please note, Cute Resource Solutions Ltd are acting as an agency on behalf of this vacancy.

Apply for this Vacancy

Join our Mailing List
Agree to our Terms & Conditions

Search Vacancies

Register Your CV

Join our Mailing List

Create Job Alert